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\title {Joint Action \\ Lecture 03}
 
\maketitle
 

Lecture 03

Joint Action

\def \ititle {Lecture 03}
\def \isubtitle {Joint Action}
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{\Large
\textbf{\ititle}: \isubtitle
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Today’s lecture is about Michael Bratman’s account of shared agency, focussing on what he says about shared intention.
I think it’s worth spending some time with Bratman’s account because his is the leading, best developed account.
Although I do want to argue that he is wrong in some major respects about shared intention, no one else has published a good objection to his acocunt. You could say that he is currently the undefeated champion, at least for now. And even if you end up agreeing with me that Bratman’s account is wrong, it is almost certain that you will be influenced by his ideas in some way or another when constructing an alternative account.
 
\section{Walking Together in the Tarantino Sense}
 
\section{Walking Together in the Tarantino Sense}
The Simple View, having survived the objection that it involves circularity and Bratman’s ‘mafia’ objection, now faces a yet more challenging objection. Apparently the Simple View cannot distinguish between all the contrast cases that an account of shared agency must distinguish. (Contrast cases are pairs of cases where one involves shared agency and the other does not and which are otherwise as similar as possible).
Recall Bratman’s ‘mafia’ objection

The Simple View

Two or more agents perform an intentional joint action
exactly when there is an act-type, φ, such that
each agent intends that
they, these agents, φ together
and their intentions are appropriately related to their actions.

Bratman’s ‘mafia case’

Recall that Michael Bratman offers a counterexample to something related to the Simple View. Suppose that you and I each intend that we, you and I, go to New York together. But your plan is to point a gun at me and bundle me into the boot (or trunk) of your car. Then you intend that we go to New York together, but in a way that doesn't depend on my intentions. As you see things, I'm going to New York with you whether I like it or not. This doesn't seem like the basis for shared agency. After all, your plan involves me being abducted.
But it is still a case in which we each intend that we go to New York together and we do. So, apparently, the conditions of the Simple View are met (or almost met) and yet there is no shared agency.

1. I intend that we, you and I, go to NYC together.

2. You intend that we, you and I, go to NYC together.

3. You intend that we, you and I, go to NYC together by way of you forcing me into the back of my car.

We’re considering that Bratman’s ‘mafia case’ provides a counterexample to the Simple View. But does it really?
The mafia case fails as a counterexample to the Simple View because if you go through with your plan, my actions won’t be appropriately related to my intention. And, \textbf{on the other hand}, if you don’t go through with your plan, that it is at best unclear that your having had that plan matters for whether we have shared agency.
So Bratman’s ‘mafia case’ is not a counterexample to the Simple View.
Bratman uses the Mafia case to motivate adding further intentions to those specified by the Simple View. But I suggest that an alternative response to the Mafia case is no less adequate and simpler ...
I suggest that what is wrong in the Mafia Case is not that the agent’s need further intentions, but just that if their intentions don’t connect to their actions in the right way then there won’t be intentional joint action.
Rather than continuing to discuss whether the Mafia case really motivates rejecting the Simple View, let me consider other ways to generate what seem to be more plausible candidates for counterexamples to the Simple View ...

Walking together in the Tarantino sense

Here is my attempt to improve on Bratman’s counterexample. Contrast friends walking together in the way friends ordinarily walk, which is a paradigm example of joint action, with two gangsters who walk together like this ...
... Gangster 1 pulls a gun on Gangster 2 and says: “let’s walk” But Gangster 2 does the same thing to Gangster 1 simultaneously.
We might call this ‘walking together in the Tarrantino sense’.
The conditions of the Simple View are met both in ordinary walking together and in walking together in the Tarantino sense. [*Discuss ‘appropriately related’]. So according to the Simple View, both are intentional joint actions.

1. I intend that we, you and I, walk together.

... by means of my forcing you at gun point.

2. You intend that we, you and I, walk together.

... by means of you forcing me at gun point.

The interdependence of the guns means that our actions can be appropriately related to our intentions.
Now I wanted to say that walking together in the Tarantino sense is not an intentional joint action unless the central event of of Reservoir Dogs is also a case of joint action. And I think it’s pretty clear that that isn’t a joint action. But I was surprised to find that at least two people responded, independently of each other, to this suggestion by saying that walking together in the Tarantino sense really is a joint action.
My opponent reasoned that each is acting intentionally, and that coercion is no bar to shared agency.

the threat of collapse: trading intuitions

Just here we come to a tricky issue. There is a danger that we will just end up trying to say something systematic about one or another set of intuitions, where nothing deep underpins these intuitions.
I think this is a real threat; you’ll see that most philosophers are not careful about their starting point in theorising about shared agency. They merely give examples or a couple of contrast cases and off they go. Adopting this undisciplined approach risks achieving nothing more than organising one’s own intuitions. (It’s fine to organise intuitions on weekends and evenings, but it shouldn’t be your day job.)
That’s why I want to go slowly here --- maybe this is very frustrating and you want to get into the really exciting, weird and crazy stuff about plural subjects, shared emotions or aggregate animals. But before we can do this seriously we need some sort of foundation that will ensure we aren’t merely organising intuitions.

another contrast case: blocking the aisle

Imagine two sisters who, getting off an aeroplane, tacitly agree to exact revenge on the unruly mob of drunken hens behind them by standing so as to block the aisle together. This is a joint action. Meanwhile on another flight, two strangers happen to be so configured that they are collectively blocking the aisle. The first passenger correctly anticipates that the other passenger, who is a complete stranger, will not be moving from her current position for some time. This creates an opportunity for the first passenger: she intends that they, she and the stranger, block the aisle. And, as it happens, the second passenger’s thoughts mirror the first’s.

1. The sisters perform a joint action; the strangers’ actions are parallel but merely individual.

2. In both cases, the conditions of the Simple View are met.

The feature under consideration as distinctive of joint action is present: each passenger is acting on her intention that they, the two passengers, block the aisle.

therefore:

3. The Simple View does not correctly answer the question, What distinguishes genuine joint actions from parallel but merely individual actions?

Explain the case to your partner. Is it a genuine counterexample to the Simple View?

Is it a genuine counterexample?

Recall our earlier contrast cases ...

Question

What distinguishes genuine joint actions from parallel but merely individual actions?

The Simple View

I’ve been arguing that the Simple View is either outright wrong or else radically incomplete as an account of shared agency.
Apparently, it is possible for two or more agents to each intend that they do one thing together and to act on these intentions without them thereby exercising shared agency a strong-ish sense.
So the Simple View fails to provide a satisfying answer to the question, What distinguishes genuine joint actions from parallel but merely individual actions?
Let me pause to say why this matters and how it fits into the big picture ...
Philosophers have offered a tremendous variety of incompatible, wildly complicated and conceptually innovative theories about shared agency. The Simple View is an obstacle to discussing these theories. If the Simple View is correct, none of the complexity philosophers have offered is needed.
The first problem I encounter in thinking about shared agency is that philosophers seem to take for granted without argument that the Simple View can be excluded. In fact it is surprisingly difficult to show that the Simple View is wrong. The usual argument against it is that it is circular, but we saw that this argument depends on the mistaken assumption that all cases of acting together involve joint action.
A better objection to the Simple View involves counterexamples. But we saw that the standard counterexample, Bratman’s mafia cases, does not work. However refining that counterexample does appear to present a problem for the Simple View.
Note that I don’t claim that the objection to the Simple View is decisive; in fact one of my aims in these lectures is to show that it is possible to save the Simple View. Nevertheless I do think that the objections to it are serious enough that we must now explore what proper philosophers have to say about shared agency.

preview

***BRATMAN's DIAGNOSIS - have to intend to do it by way of the other’s intentions. This is what is wrong in blocking the aisle shared agency means connecting with each other as agents, not merely as bodies
Bratman’s brilliant idea for avoiding this sort of problem is to suggest that we don’t just each intend the action but rather we each intend to act by way of the other's intentions.
We can put this by saying that our intentions must interlock: mine specify yours and yours mind.
Now this appeal to interlocking intentions enables Bratman to avoid counterexamples like the Tarantino walkers; if I intend that we walk by way of your intention that we walk, I suppose can't rationally also point a gun at you and coerce you to walk.

‘each agent does not just intend that the group perform the […] joint action.

‘Rather, each agent intends as well that the group perform this joint action in accordance with subplans (of the intentions in favor of the joint action) that mesh’

(Bratman 1992: 332)

`each agent does not just intend that the group perform the […] joint action. Rather, each agent intends as well that the group perform this joint action in accordance with subplans (of the intentions in favor of the joint action) that mesh' \citep[p.\ 332]{Bratman:1992mi}.
Our plans are \emph{interconnected} just if facts about your plans feature in mine and conversely.
‘shared intentional [i.e.\ collective] agency consists, at bottom, in interconnected planning agency of the participants’ \citep{Bratman:2011fk}.
In making this idea more precise, Bratman proposes sufficient conditions for us to have a shared intention that we J ... ... the idea is then that an intentional joint action is an action that is appropriately related to a shared intention.

We have a shared intention that we J if

‘1. (a) I intend that we J and (b) you intend that we J

‘2. I intend that we J in accordance with and because of la, lb, and meshing subplans of la and lb; you intend [likewise] …

‘3. 1 and 2 are common knowledge between us’

(Bratman 1993: View 4)

\begin{minipage}{\columnwidth}
\emph{Bratman’s claim}. For you and I to have a collective/shared intention that we J it is sufficient that:
\begin{enumerate}[label=({\arabic*}),itemsep=0pt,topsep=0pt]
\item `(a) I intend that we J and (b) you intend that we J;
\item `I intend that we J in accordance with and because of la, lb, and meshing subplans of la and lb; you intend that we J in accordance with and because of la, lb, and meshing subplans of la and lb;
\item `1 and 2 are common knowledge between us' \citep[View 4]{Bratman:1993je}
\end{enumerate}
\end{minipage}
Note that these conditions are sufficient but not plausibly necessary. If sharing a smile is a joint action, and if human infants in their first year of life are incapable of knowing things about other's knowledge of their intentions about the other's intentions, then to suppose that these conditions were necessary would be to imply that you can't share a smile with an infant.
We cannot therefore regard Bratman’s insight as yet giving us an answer to the question, What distinguishes genuine joint actions from parallel but merely individual actions?
In developing the insight, Bratman produces a complex view. So let’s step right back and consider his own starting point (which isn’t quite to answer our question, although it is certainly important to him.)
 

Shared Intention: A Placeholder

 
\section{Shared Intention: A Placeholder}
 
\section{Shared Intention: A Placeholder}
Most philosophers agree that a notion of shared intention is needed to characterise shared agency. The idea is that shared intention stands to joint action as ordinary, individual intention stands to ordinary, individual action. But what is shared intention?
Recall our question, What distinguishes joint actions from parallel but merely individual actions?

shared intention

‘A first step is to say that what distinguishes you and me from you and the Stranger is that you and I share an intention to walk together—we (you and I) intend to walk together—but you and the Stranger do not. In modest sociality, joint activity is explained by such a shared intention; whereas no such explanation is available for the combined activity of you and the Stranger. This does not, however, get us very far; for we do not yet know what a shared intention is, and how it connects up with joint action’ \citep[p.~152]{Bratman:2009lv}.

‘A first step is to say that what distinguishes’ the sisters cycling together from the strangers cycling side by side is that the sisters to cycle together ... but the strangers do not.

‘In modest sociality, joint activity is explained by such a ; whereas no such explanation is available for the combined activity’ of those who are acting in parallel but merely individually.

‘This does not, however, get us very far; for we do not yet know what a is’

Bratman, 2009 p. 152

Lots of philosophers and some psychologists think that all joint actions involve shared intention, and even that characterising joint action is fundamentally a matter of characterising shared intention.

‘I take a collective action to involve a collective [shared] intention.’

\citep[p.~5]{Gilbert:2006wr}

(Gilbert 2006, p. 5)

‘The sine qua non of collaborative action is a joint goal [shared intention] and a joint commitment’

\citep[p.~181]{tomasello:2008origins}

(Tomasello 2008, p. 181)

‘the key property of joint action lies in its internal component [...] in the participants’ having a “collective” or “shared” intention.’

\citep[pp.~444--5]{alonso_shared_2009}

(Alonso 2009, pp. 444-5)

‘Shared intentionality is the foundation upon which joint action is built.’

\citep[p.~381]{carpenter:2009_howjoint}

(Carpenter 2009, p. 381)

?

shared intention

Parallel with individual action ...

It is helpful to draw a parallel with individual action ...
Consider Davidson’s question

‘What events in the life of a person reveal agency; what are his deeds and his doings in contrast to mere happenings in history; what is the mark that distinguishes his actions?’

Davidson (1971, p. 43)

\citep[p.~43]{Davidson:1971fz}
It is perhaps helpful to think of this question by contrasing actions with things that merely happen to an agent. To illustrate, we might be struck by the contrast between your arm being caused to go up by forces beyond your control, and the action you perform when you raise your arm. Or we might be struck by the contrast between mere reflexes, such as the eyeblink reflex, and the action of blinking your eyes (perhaps to greet someone).
‘Echoing Wittgenstein's question about the difference, in the individual case, between my arm's rising and my raising it, we can ask: what is the difference between such a contrast case and corresponding shared intentional activity? In the case of individual intentional human action, we can see the difference from a contrast case as involving an explanatory role of relevant intentions of the individual agent. ... I propose an analogous view ofthe shared case: the difference in the case of shared agency involves an appropriate explanatory role of relevant shared intentions. Our painting together is a shared intentional activity, roughly, when we paint together because we share an intention so to act.’ \citep[p.~10]{bratman:2014_book}
In short, Davidson’s question is, Which events are actions?
Suppose we ask, Which events are actions? (This is Davidson’s question.) Here the contrast is with things that merely happen to an agent. To illustrate, we might be struck by the contrast between your arm being caused to go up by forces beyond your control, and the action you perform when you raise your arm. Or we might be struck by the contrast between mere reflexes, such as the eyeblink reflex, and the action of blinking your eyes (perhaps to greet someone).
One quite natural and certainly influential way to answer this question is by appeal to intention. The idea is that events are actions in virtue of being appropriately related to an intention of yours.
Note that I’m not confidently endorsing this answer; in fact I’m not even confident that the question is ultimately the right question to ask. I’m just suggesting this is a reasonably straightforward starting point for us.
This question about ordinary, individual action is parallel to our current working question about joint action, which we might phrase as ‘Which events are *joint* actions’ ...
Now we can see one attraction of appealing to shared intention. It allows us to give a parallel answer to the question about joint action: a joint action is an event which is appropriately related to a shared intention.
So to the extent that we are persuaded by the standard account of which events are actions, it is natural to aim for a structurally parallel account of which events are joint actions. To do this we merely have to characterise shared intentions.
As we shall see, there are long running, deep conflicts over the nature of shared intention. The range of different approaches can be quite daunting. This parallel between intention and shared intention is important because it is a rare point on wihch almost everyone will agree. \textbf{Despite the disagreement on details, I think one thing almost everyone agrees about is this: shared intention is to joint action at least approximately what ordinary individual intention is to ordinary, individual action.}
It’s important to acknowledge that we haven’t yet said anything very informative about what shared intention is. The question was, Which events are joint actions? The answer was, those which stand in an appropriate relation to a shared intention. Then we ask what a shared intention is. And the answer is, it’s something in virtue of which events are joint actions. I don’t think the circle makes this completely useless; but I’m mentioning the circularity to stress that we don’t yet have an account of what shared intention is. An account of shared intention should to provide deep insight into the nature of shared agency.

?

shared intention

So we still need an account of what shared intention is. But first, why not try taking the term literally? ...
 
\section{Why Not Take ‘Shared Intention’ Literally?}
 
\section{Why Not Take ‘Shared Intention’ Literally?}
On most accounts, shared intentions are neither shared nor intentions. But why not take the term literally? Intentions can be shared in the sense in which Ayesha and her best friend share a name. (This would yield a version of the Simple View.) Or perhaps they can be shared in the sense in which Ayesha and her brother share a mother.

‘shared’ 1 : Ayesha and her best friend have the same haircut

-> the Simple View

‘shared’ 2 : Ayesha and her brother share a mother

-> plural subject account (Schmid, Helm)

Let’s try to understand, in really minimal terms, what the plural subject account is saying ...
For comparison, properties like mass and volume can have plural subjects.

e.g. our volume, yours and mine, is approx 130 litres.

cf. our intention, yours and mine, is that we paint the house.

To understand the plural subject account, consider the formal features of mental states. Here is a desire ...
The desire has three parts, subject, attitude and content.
The subject is you or me or whoever. (The subject might not be the agent but some part of it. That is, we can imagine that some component of an agent, like her perceptual system or motor system, represents things that she herself does not.)
The attitude is labelled ‘belief’ or whatever. These are usually distinguishes by their causal, explanatory and normative roles. Roughly, what makes a *belief* that Ayesha will cycle up Hármashatár hill different from a *desire* that Ayesha will cycle up Hármashatár hill is that these two things will have different effects on the subject’s actions.
The content is what distinguishes one belief from all others, or one desire from all others. The content is also what determines whether a belief is true or false, and whether a desire is satisfied or unsatisfied.
There are two main tasks in constructing a theory of mental states. The first task is to characterise the different attitudes. This typically involves specifying their distinctive functional and normative roles. The second task is to find a scheme for specifying the contents of mental states.
The second task is to find a scheme for specifying the contents of mental states. Usually this is done with propositions (and we don’t need to worry about that here).
Most philosophers think that shared intention is special with respect to at least one of subject, attitude and content. However they disagree on which, and how.
Corresponding to each of the three things--subject, attitude and content--there are different strategies for trying to explain shared intention.
Strategies for explaining shared intention: \begin{enumerate} \item mess with the subject \citep[e.g.][]{helm_plural_2008,Schmid:2008,schmid:2009_plural_bk,pettit:2006_joint} \item mess with the attitude \citep[e.g.][]{Searle:1990em,gallotti:2013_social} \item mess with the content \citep[e.g.][]{Bratman:1993je,bratman:2014_book} \item mess with all three \citep[e.g][]{gilbert:2014_book} \end{enumerate}
So one strategy for explaining shared intention is to try messing with the subject. I think this is potentially interesting, whether or not it gives us shared intention.

‘shared’ 1 : Ayesha and her best friend share a name

-> the Simple View

‘shared’ 2 : Ayesha and her brother share a mother

-> plural subject account

So I’ve tried to explain, in really minimal terms, what the plural subject account is saying ...
We’ll come back to it later. But for now I want to assume that we cannot take the term ‘shared intention’ literally. On most accounts, shared intentions are neither shared nor intentions.

Can intentions have
plural subjects?

My thought: to answer this question we have to step back and ask, What anchors our thinking about intention? It’s not hard to imagine answers which allow the subjects of intention to be plural.

?

shared intention

Our current status is this: the failure of the Simple View and other simple, initially attractive ideas about what joint action is indicates that we need to consider full-blown theories about the nature of joint action. These are mostly accounts of shared intention, so I wanted to start by trying to anchor our understanding of what shared intention is by offering a point on which nearly everyone agrees. (The point of agreement is this: shared intention is to joint action at least approximately what ordinary individual intention is to ordinary, individual action)
So still need an account of what shared intention is. The first account we will look at in detail is Michael Bratman’s (well you cover Searle in the seminar so I don’t need to say much about that here). But first I want to step back and cover some basics about the nature of intention very quickly. This will give us a sense of the options for constructing accounts of shared intention.

conclusion

In conclusion, ...
    • ‘Blocking the aisle’ provides a counterexample to the Simple View (at last!).
    • Three basic features of mental states are: subject, attitude and content.
    • An alternative approach involves shared intention.
    • We don’t know what shared intentions are:
    • ... they can be characterised by invoking plural subjects (more on which later)
    • ... but on most accounts they are neither shared nor intentions.